Friday, July 13, 2012

"Idea of Research University: Looking Beyond Humboldt and Heidelberg"






 Typically Research universities draw their inspiration from German Humboldtian model where research and teaching to undergraduates co-existed since its inception. This was greatly complemented by history of other German universities e.g. Heidelberg. In modern times, role of Research University is indisputably crucial in developing fundamental investigation of basic science, nation’s economic progress, advancement of technological frontiers in which direction its industries are moving ahead to evolve new products, processes and markets. Also, Idea of Research University stems from firm belief in core democratic values of freedom of expression, liberal culture of dissent, equality, justice and scope for normative debate. Many centuries old universities in Britain, Italy, France, Russia, Scandinavian countries and lately USA also reflect these values as mentioned above. 1


How does the Research University evolve? What are the geo-political, economic, cultural reasons because of which establishment of research university is possible? Under which conditions it is possible to develop network and milieu of scholars for deeper interaction for enhancing the quality of debates and strengthening the scope for cumulative theorization in particular area of studies? How does an overall spatial dimension of the place help it to cultivate itself into a classic research university which then continues to transform into an institution which consolidates the position as a centre of excellence with reputation! Thereafter this reputation of being excellent acts as a magnet for scholars, funds, students, industries, and different socio-political movements and so on. This question needs further probing in the Indian situation.


Let us discuss Heidelberg in this context. Heidelberg, as a Geography of Science. Science has geography. We cannot separate the aspects of laboratory practices from the geographical dimensions in which university is situated. How science is communicated within practitioners and communities? What were the differences between scientific practices and procedures operated during the evolution of Research University over the time? How local milieu affects the character of the interactions in the university? What is the quality of knowledge environment prevalent in particular university? There may be ups and downs in scientific achievements in its history. What makes the environment attractive to the scholars? There are n number of questions should be asked when we discuss what makes an institution a great research university.


Great universities of Europe e.g. Prague, Vienna and Heidelberg emerged and excelled under the influence powerful political thrones. In Heidelberg, the great philosopher Martin Luther debated theology. Likewise, since many centuries Heidelberg was hub of intellectuals, Professors, experts, diplomats, artists, scientist etc. During its history, since 1386 A.D. (year of foundation), Heidelberg witnessed religious conservative debates, wars, economic crisis, and stagnation of research, regimentation of teaching system but attraction to come there to study and teach remained enduring.


In 1803, initiatives to arrest the decline made possible the restoration of the legacy of the university. In this year, the university was reestablished as a state-owned institution by Karl Friedrich, Grand Duke of Baden, to whom the part of the Palatinate situated on the right bank of the Rhine was allotted. Since then, the university bears the name of Grand Duke and Ruprecht I. Karl Friedrich who divided the university into five faculties and placed himself at its head as rector, as did also his successors. Those were the times during which romanticism found expression in Heidelberg through speech, poetry, and art.

In 1803, the state of Baden-Württemberg where the university is situated spent more money on it compared to any other region in Germany. It had successful recruitment policy, open minded liberal atmosphere. University gifted the world renowned scientists and thinkers like Robert Bunsen, Hermann von Helmholtz, Gustav Kirchhoff and Max Weber, Talcott Parsons who later inspired generations to alter the course of philosophy, sociology, basic sciences, applied research and innovation. 2


Intellectual atmosphere in Heidelberg was marked by autonomy and it was not merely school of training but a sweet home with pleasant natural ambience of hills, forests and river by its side for scientists to mingle with each other. In the later decades of Heidelberg since its revival, it is free from religious supervision, political interference and is powerfully driven by commitment towards advancement of knowledge


Up to 1920s, Heidelberg became highly advanced in its research and demanding due to opportunities it awarded to scholars around the world. Why spatial mobility was crucially important for success of Heidelberg? Mobility makes a point in continuously ushering in new knowledge environments, new paradigms of learning and new frameworks of research skills-methodologies. Mobility inspires new ways of thinking. In effect, creative and innovative concepts coming out of generation of new thoughts nurture the scientific research and gives courage to contradict common paradigms of thinking. Several universities have great wealth of experience and funds. But if they do not offer mobility of opportunities and mobility of thinking filled with a sense of emotional attachment to their scholars then it cannot evolve into a legendary research university like Heidelberg. To illustrate this consider this; In 1849, Heidelberg University awarded James W.C. Pennington an honorary doctorate of divinity. Pennington was first African-American to take classes in major universities like Yale, wrote The Origin and History of the Colored People in 1841. This has been called the first history of African Americans, and a slave narrative in 1849, The Fugitive Blacksmith.





In modern times, especially in the era of post Second World War, three models of universities have been in much debate, practice and policy making. Massive investments in public research universities by USA, Grandes Ecoles of France (teaching only; while research by CNRS, INSERM etc.) and German Humboldtian pattern have been three predominant models since many decades. This was also the period of starting of linear progression model where first basics research is consolidated to move towards applied research and thus ushering in the phase of technology and prototype development. This model was successfully popularized due to legacy of Nuclear Energy Research Laboratories of USA. While during all recent years, notion of knowledge economy is being increasingly amalgamated into our consciousness, Research University is the central theme of that notion in post-industrial society. Thus in this era compared to pre-war age universities are larger, more complex and more segmented organizations. 3


Lately, Humboldtian model also has been criticized and scholars are looking for alternative model to Pre & Post Humboldtian system. Schimank & Winnes review two existing main trends. “First, the Humboldtian and the pre-Humboldtian pattern are increasingly criticized for their deficits. Thus, there is some movement towards an emerging post-Humboldtian pattern. Second, however, this new pattern is not stabilised anywhere yet, particularly because it is in the interest of professors to maintain or establish the Humboldtian pattern.” 4


We need to look Indian universities and ask further question to contribute in this debate. The possible questions to be investigated may be as following: 5
  1. Are science and universities becoming more closely linked to societal needs?
  2. What is the driving force of research in Indian Universities; Advancement of fundamental knowledge or applied research or commercialization?
  3. What are the changing norms of social contract universities are supposed to adhere to in the society and country in which it operates?
  4. In Post-Industrial Society, will ‘Institution of University’ survive?

Scientific world is witnessing multiplying sites of knowledge production where scientific knowledge is being subjected to more open public scrutiny through the means and efforts to facilitate interdisciplinary inquiry questioning the increasing specialisation. When the contemporary norms of 'Research University' are transforming themselves from their historical roots inspired by Humboldt, Hieldelberg; later altered and shaped by Vannever Bush`s 'Science-The Endless Frontier'.6 In contemporary times, rapid migration beyond transition from mode-1 (basic research) to mode-2 (applied research) knowledge production needs further detailed study in sectoral as well as regional contexts.7 This is especially true when boundaries between science, society and science, industry and government are becoming blurred. 8

 
A lot of attention has already been given to role of universities in dynamics of innovation from the point of view of ‘Research Ecosystem’ existing in the western world. Mowery & Sampat, who have done extensive work on this subject, say: “Scholarship on the role of universities in the innovation process, as opposed to their role in basic research, has grown rapidly since 1970. One important theme in this research is the re-conceptualization of universities as important institutional actors in national and regional systems of innovation. Rather than ‘ivory towers’ devoted to the pursuit of knowledge for its own sake, a growing number of industrial-economy and developing-economy governments seek to use universities as instruments for knowledge based economic development and change.” 9

 



In India, idea of Research University is comparatively very new. The classic cases may be Indian Institute of Science, Tata Institute of Fundamental Research, Indian Agricultural Research Institute, Indian Statistical Institute, Jawaharlal Nehru University, Indian Association for the Cultivation of Science and likewise. Recent media discourse tracking status of S&T in India talks about shifting the focus of debate ‘From Centers of Excellence to Centres of Relevance’. Investigating questions discussed above and probing beyond this debate will empower us to understand the evolutionary undercurrents regarding where Idea of Research University in India is headed. 10 

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REFERENCES

1 Clark, Burton R. The Research Foundations of Graduate Education: Germany, Britain, France, United States, Japan. Berkeley: University of California Press, 1993. Internet resource

2 http://www.uni-heidelberg.de/md/zentral/universitaet/geschichte/hd_nobelpreis_gb_2010.pdf


3 Geiger, Roger L. Research and Relevant Knowledge: American Research Universities Since World War Ii. New York: Oxford University Press, 1993. Print.

4 Schimank, Uwe, and Markus Winnes. "Beyond Humboldt? the Relationship between Teaching and Research in European University Systems." Science & Public Policy. (2000): 397-408. Print.


5 Martin, Ben, The Changing Social Contract for Science and the Evolution of the University; in Geuna, Aldo, Ammon J. Salter, and W E. Steinmueller. Science and Innovation: Rethinking the Rationales for Funding and Governance. Northampton, MA: Edward Elgar Pub, 2003. Print

6 Bush, Vannevar. Science, the Endless Frontier: A Report to the President. Washington, D. C: Govt. Print. Off, 1945. Print

7 Gibbons et al. (1994), The New Production of Knowledge: The Dynamics of Science and Research in Contemporary Societies, SAGE, London

8 Nowotany, H, Scott, P & Gibbons, M(2001), Re-Thinking Science: Knowledge and the Public in an age of Uncertainty, Polity Press, Cambridge

9 Mowery, David C, and Bhaven N. Sampat. "8. Universities in National Innovation Systems." (2006). Oxford Handbooks Online Print.

10 India Needs Swadeshi S&T, Sudheendra Kulkarni, 8th January 2012, The Sunday Indian Express, New Delhi Edition